Dislocations & Plastic Deformation

Interactive Lecture

Understanding Crystal Defects and Material Strength

by Dr Arnaldo Delli Carri

What are Dislocations?

Dislocations are line defects in crystalline materials where atoms are misaligned from their perfect lattice positions. They are the primary mechanism by which metals and alloys undergo plastic (permanent) deformation. Dislocation behaviour governs material strength, ductility, and formability.

Real metals deform plastically at stresses far below the theoretical shear strength of a perfect crystal, and dislocations are the reason:

Historical Context:

The theoretical shear strength of perfect crystals predicts that materials should be ~1000× stronger than observed. In 1934, the dislocation theory was proposed to explain this discrepancy - dislocations allow plastic deformation to occur at much lower stresses than perfect crystal shear.

Fundamental Concepts

1. Types of Dislocations

Edge Dislocation

An extra half-plane of atoms inserted into the crystal structure. The dislocation line is perpendicular to the Burgers vector.

Screw Dislocation

Atoms are displaced in a helical pattern around the dislocation line. The dislocation line is parallel to the Burgers vector.

Mixed Dislocation

Most real dislocations have both edge and screw components. A dislocation loop typically has edge character at some points and screw character at others.

2. The Burgers Vector

The Burgers vector (b) defines the magnitude and direction of lattice distortion caused by a dislocation.

It represents:

For a perfect dislocation: \(\vec{b} = \frac{a}{2}\langle 110 \rangle\) (FCC)

For a perfect dislocation: \(\vec{b} = \frac{a}{2}\langle 111 \rangle\) (BCC)

Where \(a\) is the lattice parameter.

3. Dislocation Motion and Slip

Plastic deformation occurs by dislocation glide on specific crystallographic planes and directions:

FCC metals have 12 slip systems: {111}⟨110⟩

BCC metals have 48 slip systems: {110}, {112}, {123}⟨111⟩

4. Critical Resolved Shear Stress (CRSS)

Dislocations begin to move when the resolved shear stress on the slip system reaches the CRSS:

\(\tau_R = \sigma \cos\phi \cos\lambda\)

Where:

Schmid's Law: Slip begins when \(\tau_R = \tau_{CRSS}\)

\(\sigma_y = \frac{\tau_{CRSS}}{m}\)

5. Strengthening Mechanisms

Strengthening materials involves impeding dislocation motion:

Where:

Interactive Simulation: Dislocation Motion

Watch how a dislocation glides through a crystal lattice under resolved shear stress. Adjust the Schmid factor angles and stress to explore when slip occurs.

50
10
45
45
1.0
Schmid Factor (m): 0.500 Resolved Shear: 25.0 MPa CRSS: 10.0 MPa Dislocation Velocity: 0.0 b/s Slip Events: 0 Status: Ready

Interactive Simulation: Strengthening Mechanisms

Compare different strengthening mechanisms and see how they affect the stress-strain response. Use Snapshot to compare configurations.

50
50
0.00
50

Material Strength:

Engineering Applications

Metal Forming and Manufacturing

Alloy Design for Strength

Structural Design Considerations

Failure Analysis

The Hall-Petch relationship shows that reducing grain size increases strength without sacrificing ductility — a rare win-win in materials design. Thermomechanical processing to refine grain size is a key manufacturing strategy for exactly this reason.

Summary of Key Equations

Concept Equation Description
Schmid's Law \(\tau_R = \sigma \cos\phi \cos\lambda\) Resolved shear stress on slip system
Yield Criterion \(\sigma_y = \frac{\tau_{CRSS}}{m}\) Yield stress from critical resolved shear stress
Hall-Petch \(\sigma_y = \sigma_0 + \frac{k}{\sqrt{d}}\) Grain size strengthening
Work Hardening \(\sigma = K\epsilon^n\) Strain hardening relationship
Dislocation Density \(\tau \propto \sqrt{\rho}\) Strength from dislocation interactions

Practice Problems

Problem 1: Schmid Factor Calculation

A single crystal of aluminium (FCC) is loaded in tension. The slip plane normal makes an angle of 60° with the tensile axis, and the slip direction makes an angle of 35° with the tensile axis. The critical resolved shear stress is 0.5 MPa. Calculate:

  1. The Schmid factor
  2. The tensile stress required to initiate slip

Show Solution

Problem 2: Hall-Petch Strengthening

A steel has a yield strength of 250 MPa with an average grain diameter of 100 μm. After grain refinement processing, the grain size is reduced to 25 μm. The Hall-Petch parameters are \(\sigma_0 = 50\) MPa and \(k = 2.0\,\text{MPa}\cdot\text{m}^{1/2}\). Calculate:

  1. Verify the initial yield strength
  2. The yield strength after grain refinement
  3. The percentage increase in yield strength

Show Solution

Problem 3: Work Hardening Analysis

A metal follows the work hardening relationship σ = 400ε^0.3 MPa. Calculate:

  1. The true stress at a true strain of 0.1
  2. The true stress at a true strain of 0.3
  3. How much did the strength increase due to work hardening?

Show Solution

Knowledge Check Quiz

Question 1: What is the primary mechanism by which metals undergo plastic deformation?

Question 2: In an edge dislocation, the Burgers vector is:

Question 3: According to the Hall-Petch relationship, how does reducing grain size affect yield strength?

Question 4: The Schmid factor (m) can have a maximum value of:

Question 5: Work hardening occurs because: